Comprehensive Options & Opportunities
There can be a lot riding on the choices you make regarding your financial future. Engaging an impartial financial professional to create and implement an investment plan can be the difference between achieving your objectives and falling short of your goals.
Newer options and opportunities can breathe new life into ‘orphaned’ or dormant accounts and help you reach your goals.
24/7 Independent Reporting
- Consolidated Account Access
Welcome to VISION 2020 OneView- your 24/7 source for online consolidated account information. VISION 2020 allows you to easily consolidate and organize our investment accounts and generate in-depth reports.
- Your Financial Picture- eQuipt
Your roadmap to financial security and independence. This service is provided on behalf of Woodbury Financial Services, Inc. Engage digitally with us and get a complete view of your financial picture. Simplicity and convenience is the key!
Working for You
- The Broker/ Dealer: WFS
There is strength in partnership with the broker/ dealer Woodbury Financial Services, Inc. (WFS.) It is an independent wealth management firm providing financial professionals with back office, technology, regulatory and operational support.
Financial companies chose how to share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this policy carefully to understand what we do and how we do it. [ WFS-PRIV-201810 ]
- The Parnership: Brochure
Download and print the 'Strength in Partnership' Woodbury Financial Services, Inc. brochure. Titles: Success in Action/ Chosen Partners/ Responsible Performance/ All About You/ Pershing/ Advisor Group/ Better Together. [ (c) Woodbury Financial Services, Inc. 18-0274 03/18 ]
- Custodian of Your Funds: Pershing (page 6)
Pershing LLC (member FINRA, NYSE and SIPC), a subsidiary of The Bank of New York Mellon Corporation, is the separate and independent clearing firm that WFS uses. This is where your funds and investments are held. As of 12/31/2017, about $ 1.7 trillion are held in custody at Pershing LLC and its global affiliates.
- A Member of The Advisor Group: WFS (page 7)
Advisor Group, Inc. is one of the nation's largest networks of independent financial advisors serving over 5,000 advisors. It oversees about $ 190 billion in client assets.
Responsibility & Integrity
- Building Your Financial Future: Brochure
There’s a lot riding on the choices you make regarding your financial future. You work with a Financial Advisor because you appreciate the value of expertise, training and knowledge. Engaging an impartial financial professional to create and implement an investment plan can be the difference between achieving your objectives and falling short of your goals
- The Investors' Bill of Rights: Brochure
Clarity is the cornerstone of trust between investors and their financial advisor. Woodbury Financial Services is committed to clarity through full and unambiguous disclosure, as well as enhanced understanding of the securities markets. We believe that the needs of the investor should always come first. As an investor, you have important rights, including the right to high-quality products and services from the investment fim you choose.
- Form ADV Part-2A: Brochure
This brochure provides information about the qualifications and business practices of Woodbury Financial Services, Inc. It is registered with the Securities and Exchange Commission (SEC) as a registered investment advisor. [ WFS IA Brochure 2019.3 Current as of August 23, 2019 ]
- Form ADV Part-2A Appendix 1: Brochure
Along with information about the qualifications and business practices of Woodbury Financial Services, Inc., this appendix/ brochure describes the Wealth Management Platform and its Advisor Managed Portfolio services. [ Wealth Management 2019.3 Current as of June 14, 2019 ]
- Form ADV Part-2B: Brochure
This brochure supplement provides information about the qualifications and business practices of Michael Bogdan, an investment advisor representative of Woodbury Financial Services, Inc. [ ADV 2B- Brochure Supplement Current as of March 12, 2019 ]
A Few Operational Insights
- Financial Planning/ Consulting Agreement
Professional fiduciary services on various topics as requested and will address Client's specific needs and objectives. Services start with detailing and analyzing a current financial situation and can cover concerns ranging from budgeting to special needs planning. Available services are detailed and engagement materials are bundled together in this link. [ WFS Financial Planning & Consulting Agreement Bundle- current as of: June 2019 ]
- Email Consent: Form
Printed paperwork reduction! Allow us to provide electronic delivery of the Investment Strategy Proposal/ Terms and Conditions/ Customer Agreement/ Form ADV 2A,2B,Appendix 1/ Privacy Policies/ Client Signature Page and Quarterly Performance Reports (QPRs.) A read Receipt' is required of the secure email that will be sent to you. Its subject line will be 'Platform Disclosure Documents.'
- Investment Strategy Proposal: Sample
This proposal serves as the foundation for a long-term investment strategy designed to suit your specific needs and goals. After analyzing your current position(s), a tailored investment strategy is developed. This strategy and its implementation can be the difference between achieving your objectives and falling short of your goals.
- Woodbury Customer Agreement: Brochure
This Customer Agreement is a contract among Woodbury Woodbury Financial Services, Inc. , and Woodbury Financial’s Clearing Agent (where applicable) and you, the Account holder(s). Arbitration/ Master Agreement/ Privacy/ Regulatory Requirement/ Customer Identification/Know Your Customer, etc. [ Customer Agreement – REV 01/2018 ]
- Advisor Managed Portfolios: Agreement
Client desires to open an account with Woodbury for the purpose of participating in the Advisor Managed Portfolios Program, through which the Advisory Representative will manage Client's assets on behalf of Woodbury. Client will be provided with a variety of investment-related services. [WFS 2019.2 Corp WMP – Advisor Managed Portfolios Amended as of March 29, 2019 ]
- Powerful yet Personal -
100% Institutional Grade. We take care of our clients by leveraging technology and expertise. Are you someone who likes being taken care of?
Securities and investment advisory services are offered through Woodbury Financial Services, Inc. (WFS) member FINRA/SIPC. WFS is separately owned and other entities and/or marketing names, products or services referenced here are independent of WFS.
This communication is strictly intended for individuals residing in the states of PA, NY, OH, MD and FL. No offers may be made to or accepted from any resident outside the specific states referenced herein.