Get New Options & Opportunities
Newer products, newer features & benefits. Many times it is more convenient to make changes to your financial products with someone who already knows your needs within an organized financial picture. Are your financial products up to date?
Working with life insurance specialists often finds more opportunities and potentially more rewards. We can assist with estate, business succession, wealth transfer or other complicated planning situations. We can provide expert support and unbiased opinions and recommendations.
Products range from mutual funds to alternative investments to single stocks or ETFs… etc. If it’s listed on an exchange, we can likely provide it for you.
We have access to a broad suite of investment opportunities. Our platform includes research, proposals, products, analysis, reporting and online access. These products are structured so that when you do better, we do better.
Being independent allows us to offer many products from many vendors. No sales quota/ no ‘preferred’ products. We have access to 100’s of products that are available through our Broker/ Dealer. These products can then be consolidated and viewed in a single report available through Account Access VISION 2020 OneView (see below). Very handy.
We use Woodbury Financial Services, Inc. as our Broker/Dealer. Today’s complex word requires sound practices- from know-thy-client and suitability to oversight to verify citizenship and to detect money-laundering. Woodbury provides us with this extensive back-office framework and oversight.
Important Links & Other Info
The Financial Industry Regulatory Authority. Our self-regulatory authority that teaches investors how to invest, build financial knowledge and protect investments from fraud.
- BrokerCheck by FINRA
BrokerCheck is a free tool to research the background and experience of financial brokers, advisors and firms. Get a snaphot of a broker's employment history, licensing information and regulatory actions, arbitrations and complaints.
The Securities Investor Protection Corporation (SIPC) protects securities and cash in your brokerage account up to $500,000. The $500,000 protection includes up to $250,000 protection for cash in your account to buy securities.
- Pershing LLC
Pershing LLC is a subsidiary of The Bank of New York Mellon. The Bank of New York Mellon has more than $25 trillion in assets in custody. As a custodian, Pershing LLC is committed to the safekeeping, segregation and reporting of their clients' assets. We use Pershing LLC for our clients' investments.
- Please Note
The Nest Egg Financial Group LLC is an 'Outside Business Activity.' Securities and investment advisory services are offered through Woodbury Financial Services, Inc. (WFS) member FINRA/SIPC. WFS is separately owned and other entities and/or marketing names, products or services referenced here are independent of WFS.